CSI Canadian Securities Course Exam 1 - CSC1

CSI CSC1 test insides dumps
  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Jun 22, 2026
  • Q & A: 100 Questions and Answers
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CSI Canadian Securities Course Exam 1 Sample Questions:

1. When a company issues a number of common shares, some of which areheld by institutional investors, what are the institutional investors' shares known as?

A) Public float shares.
B) issued shares
C) Outstanding shares.
D) Market capitalization shares.


2. Haw are retail stock and bond transactions settledon a daily basis amongdealers?

A) The exchange is responsible for settling all transactions according to each exchange's book of record.
B) The clearing corporation is responsible for settling all transactions according to each dealer's book of record.
C) The clearing corporation is responsible for setting an transactions according to each exchange's book of record.
D) The exchange is responsible for settling ad transactions according to each dealer's book of record.


3. TDF Dealer's liability desk purchases 5,000 shares of a stock with a market order at $15 bid, $15.20 ask. The desk later sells the shares with a market order at $15.25 bid, $15.40 ask. What is TDP Dealer's gain on the trades?

A) $1,250
B) $250.
C) $1, 000.
D) $2,000.


4. What bond should an advisorrecommend to someone who wants to hold bonds and maximize potential cap-tai gams when interest rates are expected to fall?

A) A short-term bond with a high coupon.
B) A short-term bond with a low coupon.
C) A long-term bond with a high coupon.
D) A long-term bond with a low coupon.


5. Which preferredshare pays a fixed dividend rate based on the yield to maturity on the five-year benchmark Government at Canada bond?

A) Floating-rate preferred share.
B) Fixed-rate perpetual preferred share.
C) Flexed/floating preferred share.
D) Rate-reset preferred share.


Solutions:

Question # 1
Answer: A
Question # 2
Answer: B
Question # 3
Answer: C
Question # 4
Answer: D
Question # 5
Answer: D

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